FSA Compliance Support
Are you getting value for money and the level of FSA compliance support that you deserve?
If you are already Directly Regulated, then Ecompli can provide you with ongoing compliance support ranging from:
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Completing Tailored Compliance Support Visits |
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File Monitoring |
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Treating Customers Fairly (TCF) implementation and review |
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Assisting and managing GABRIEL / RMAR submissions |
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Providing access to a compliance helpdesk (telephone and email) |
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Receiving concise regulatory update newsletters |
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Access to a dedicated team of compliance specialists |
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Financial Promotions / Advertising Compliance review and support |
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Access to a constantly updated compliance resource website |
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And Much More… |
FSA Applications
If you are currently an Appointed Representative and wish to be Directly Regulated then we can help you every step of the way…
We provide a comprehensive FSA application support service that guides you through the whole process. We have assisted a large number of firms with their applications which has led them to receive prompt authorisation from the FSA.
As soon as you receive your authorisation you will need to consider your ongoing compliance support options. We can help you to choose the level of support that is suitable to your individual requirements ensuring that it remains affordable both now and in the future.
Ecompli – Treating our Customers Fairly!
